LU Yang

Educational Background

　　Lu Yang holds a Master of Law from Peking University and an EMBA from Tsinghua University School of Economics and Management, and is a member of the China Association for Promoting Democracy (CAPD) with over a decade of experience in the legal profession.

Professional Experience

　　Attorney Lu Yang obtained her legal professional qualification in 2008. She primarily practices in the financial law sector, possessing profound theoretical knowledge in areas such as Financial Law, Securities Law, and Company Law. She has extensive experience particularly in designing legal solutions, overcoming legal obstacles, avoiding legal risks, and resolving legal issues arising from various business developments within the financial industry. She demonstrates exceptional professional expertise in seamlessly navigating relevant laws, regulations, and regulatory policies to achieve stable outcomes for her clients.

　　Attorney Lu Yang has provided legal services to numerous government agencies, financial regulators, financial institutions, central state-owned enterprises, and large corporations. Her clients have included the Beijing Municipal Financial Regulatory Bureau, the Shunyi District Financial Office of Beijing, Industrial and Commercial Bank of China, Agricultural Bank of China, Huaxia Bank, China Everbright Bank, Bohai Bank, Mengshang Bank, Huishang Bank, Bank of Ningbo, Mansang Technologies, China Resources Group, China XD Group, China Shipbuilding Industry Corporation, Beijing Cultural Technology Financial Leasing Co., Ltd., Beijing Shunyi Science and Technology Innovation Group, Zhongzhi Capital Co., Ltd., Oriental Xinda Asset Management Company, Beijing Financial Assets Exchange, Tianjin Financial Assets Exchange, and Ludan Industrial-Financial Supply Chain Finance, among others. Her high-quality legal services have earned consistent praise from her clients.

Representative Cases

　　• Provided long-term legal services for fintech regulatory authorities, including the Beijing Municipal Financial Regulatory Bureau and the Shunyi District Financial Office of Beijing, offering professional legal consultation and advice.

　　• Provided specialized legal services for the Peony Card Center of the Industrial and Commercial Bank of China (ICBC).

　　• Provided litigation legal services for non-performing asset (NPA) disposal for Huishang Bank, with the cumulative amount involved in NPA cases reaching RMB 20 billion.

　　• Provided non-litigation legal services for NPA disposal for Mengshang Bank, with the amount involved in NPA cases close to RMB 20 billion.

　　• Provided litigation legal services for NPA disposal for Bohai Bank, with the cumulative amount involved in NPA cases exceeding RMB 1 billion.

　　• Provided legal services including due diligence, investment, and M&A for a collaborative R&D project and an equity-to-share conversion project for China Resources Life Sciences Group.

　　• Provided litigation legal services for a significant economic case involving intertwined criminal and civil aspects for China Resources Snow Breweries Co., Ltd.

　　• Provided litigation legal services for debt collection for Tiandi Science and Technology Co., Ltd., with the amount in dispute exceeding RMB 100 million.

　　• Provided litigation legal services for China Shipbuilding Industry Corporation Motor Science and Technology Co., Ltd., with the amount in dispute reaching RMB 29 million.

　　• Provided litigation legal services for Jinan Xidian Special Transformer Co., Ltd., with the amount in dispute exceeding RMB 8 million.

　　• Represented financial regulatory authorities in conducting compliance filing reviews for the "Hengyirong" platform operated by Hengchang Litong, which had a transaction volume of nearly RMB 50 billion.

　　• Provided long-term legal services for China Everbright Bank, Mengshang Bank, and Huishang Bank.

　　• Provided specialized legal services around international guarantees for Bohai Bank.

　　• Provided specialized legal services for supply chain finance blockchain for Ludan (Shandong) Urban-Rural Cold Chain Industrial-Finance Co., Ltd.

　　• Provided compliance legal services for the bank-affiliated fintech company Minsheng Technology.

　　• Provided compliance legal services for the bank-affiliated fintech company Mengshang Technology.

　　• Provided compliance legal services tailored to specific scenarios for a fintech company established by Shanghai Yitu.

　　• Carried out a compliance legal services project for Haofeng Chain Data.

　　• Served as long-term legal counsel for Demian Shares (Stock Code: 002072) and Netposa Technologies (Stock Code: 300367), providing legal opinion letters and specialized legal services for matters including asset replacement, outward investment, and private placements.

　　• Led the specialized legal services for Yangshu Capital's backdoor listing via Kingland Technology (Stock Code: 000711), involving share issuance for asset acquisition.

　　• Represented Everbright Goldtrust (Beijing) Investment Management Co., Ltd. in its investment project in China Haohua Chemical Industry (Group) Co., Ltd., providing legal services such as due diligence and issuing legal opinion letters.

　　• Represented a certain investment company in its acquisition project of Agfeed Industries, Inc. (listed on NASDAQ Main Board: FEED), providing legal services including due diligence and issuing legal opinion letters.

　　• Represented China 20th Metallurgical Corporation Group in participating in the BOT project for the Hengqin New District Expressway.

Publications

　　• A Practical Guide to Enterprise Intellectual Property Management, Huazhong University of Science and Technology Press, September 2020.

Professional Appointments & Honors

　　• Part-time Master's Supervisor, China University of Political Science and Law

　　• Vice Chair, Internet Finance Committee, Beijing Lawyers Association

　　• Secretary-General, Publicity and Liaison Working Committee, Beijing Lawyers Association

　　• Legal Expert, Legal Daily

　　• Council Member, Beijing Venture Investment Law Research Association

　　• Member, Cyberspace Security Strategy and Law Committee, China Institute of Communications

　　• Arbitrator, Arbitration Commission

　　• Expert, Political Think Tank & "PPP Think Tank", Central University of Finance and Economics

　　• Ranked Lawyer, Banking & Finance, Chambers Greater China Region Guide 2024

　　• Ranked Lawyer, Banking & Finance, Chambers Global Guide 2024

Social Activities

　　• In January 2022, Attorney Lu Yang participated in a video recording session for the centralized training course for lawyer qualification applicants, organized by the Beijing Lawyers Association.

　　• In July 2021, Attorney Lu Yang presided over an exchange salon on "Business Innovation and Development of Law Firms" for the Internet Finance Committee of the Beijing Lawyers Association.

　　• In January 2020, Attorney Lu Yang moderated an exchange symposium on "Safeguarding the Rights and Interests of the Elderly under the Civil Code," jointly convened by the Beijing Lawyers Association and the Beijing Aging Association.

　　• In September 2019, Attorney Lu Yang attended the Tsinghua Wudaokou Internet Finance Sharing Forum, delivering a keynote speech titled "Innovation and Regulation of FinTech."

　　• In August 2019, Attorney Lu Yang, together with fellow Tsinghua Wudaokou alumni, contributed to the donation and construction of the the Balinzuoqi "Tsinghua Wudaokou" Love Kindergarten.

　　• In May 2019, Attorney Lu Yang hosted a legal culture salon, facilitating discussions on the general legal landscape of internet finance in various countries among representatives from the Embassy of Russia in China, Russian legal professionals, and legal experts from Belt and Road Initiative countries.

　　• In March 2019, Lawyer Lu Yang was invited to attend the "2019 Business Law Conference" forum held by LAWASIA in Manila, Philippines, where he delivered a keynote speech titled "Interpretation of China's 'Regulations on Blockchain Information Service'" and participated in a blockchain roundtable discussion.

　　• In March 2016, Lawyer Lu Yang, representing China Construction Third Engineering Bureau, collaborated with China University of Political Science and Law and the China Machinery Industry Institute to complete the draft legislative proposal for the "Government and Social Capital Cooperation Law," which was submitted during the National People's Congress and the Chinese People's Political Consultative Conference sessions and garnered widespread attention.